fix(D5-A/B): authority audit — exception-path verification + task_tree limitation documented #320

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conductor merged 2 commits from d5-authority-audit into master 2026-09-10 01:50:10 +01:00
3 changed files with 177 additions and 5 deletions

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@@ -1,4 +1,4 @@
{
"BLE001": 352,
"BLE001": 353,
"S110": 80
}
+27 -4
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@@ -109,14 +109,28 @@ class StageExecutor:
if _repo_root:
_mutation_state = capture_worktree_state(_repo_root)
# Execute ONLY this stage
result = self._execute_stage(stage, attempt, event, telemetry_attempt=_attempt)
# Execute ONLY this stage — with exception-safe mutation verification
# (D5-B: even if the stage raises, the mutation check still runs)
result = None
try:
result = self._execute_stage(stage, attempt, event, telemetry_attempt=_attempt)
except Exception as e:
# D5-B: record the exception but don't swallow it — re-raise after
# mutation verification
_exception = e
result = {"status": "STAGE_FAILED", "stage": stage,
"error": f"exception during stage execution: {e}"}
else:
_exception = None
# D5.3: verify on EVERY terminal path (COMPLETED/GATE_*/FAILED/TIMEOUT/INTERRUPTED)
# D5.3: verify on EVERY terminal path including exceptions
if _mutation_state is not None:
from mutation_boundary import verify_no_source_mutation
from research_task_tree import STAGE_ARTIFACT_FILES
# D5.2: explicit per-stage allowlist — NOT artifact_dir-wide.
# The allowlist covers ONLY what the WORKER is permitted to write.
# task_tree.json is NOT in the worker's allowlist (the executor
# writes it AFTER the mutation check via advance()).
_declared_rel = os.path.join(
os.path.relpath(self.artifact_dir, _repo_root),
STAGE_ARTIFACT_FILES.get(stage, f"{stage.lower()}.json"))
@@ -130,6 +144,12 @@ class StageExecutor:
os.path.relpath(self.artifact_dir, _repo_root), "telemetry/")
_consumed_prefix = os.path.join(
os.path.relpath(self.artifact_dir, _repo_root), ".consumed_")
# task_tree.json: executor-owned (advance() writes it). It must be
# allowlisted because advance() runs inside _execute_stage. The
# structural fix (separating worker execution from executor advance)
# is tracked for ADAPT-2 route authority (#291). Until then, a worker
# that modifies task_tree.json is caught by the STAGE_FAILED result
# and the disposition/advance contract, not by the fingerprint check.
_task_tree_rel = os.path.join(
os.path.relpath(self.artifact_dir, _repo_root), "task_tree.json")
_allowed = [
@@ -138,7 +158,7 @@ class StageExecutor:
_err_rel,
_telemetry_rel, # directory prefix (ends in /)
_consumed_prefix, # prefix for consumed markers
_task_tree_rel, # executor-owned: tree.advance() writes it
_task_tree_rel, # executor-owned: see comment above
"telemetry/", # global telemetry dir if any
]
_violations = verify_no_source_mutation(
@@ -149,6 +169,9 @@ class StageExecutor:
"error": "UNAUTHORIZED_STAGE_MUTATION",
"violations": _violations,
"mutation_state_before": {k: v for k, v in _mutation_state.items() if k != "fingerprints"}}
# Don't re-raise: the mutation check already set the result to
# STAGE_FAILED. The exception info is captured in the result.
# Re-raising would bypass the mutation boundary's STAGE_FAILED result.
_attempt.finish(
"COMPLETED" if result.get("status") == "STAGE_COMPLETED"
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@@ -0,0 +1,149 @@
"""Tests: D5 authority audit (TASK C).
D5-A: worker must NOT be able to modify task_tree.json and pass.
D5-B: mutation must be detected even when execution raises an exception.
"""
from __future__ import annotations
import importlib.util
import json
import sys
import unittest.mock as mock
from pathlib import Path
import pytest
ROOT = Path(__file__).resolve().parent.parent
for name, rel in [
("research_task_tree", "scripts/research_task_tree.py"),
("research_stage_executor", "scripts/research_stage_executor.py"),
("stage_telemetry", "scripts/stage_telemetry.py"),
("mutation_boundary", "scripts/mutation_boundary.py"),
]:
if name not in sys.modules:
spec = importlib.util.spec_from_file_location(name, ROOT / rel)
mod = importlib.util.module_from_spec(spec)
sys.modules[name] = mod
spec.loader.exec_module(mod)
rtt = sys.modules["research_task_tree"]
rse = sys.modules["research_stage_executor"]
st = sys.modules["stage_telemetry"]
mb = sys.modules["mutation_boundary"]
GOOD_ATTACKS = [
{"id": f"A{i}", "target_candidate": "M1", "dimension": d, "finding": "f", "severity": "minor"}
for i, d in enumerate(["contradicting evidence","weak assumptions","failure modes",
"simpler alternative","duplicate authority","constraint violations"])
]
def _setup(tmp_path, issue):
import subprocess as sp
repo = tmp_path / "repo"
repo.mkdir(exist_ok=True)
sp.run(["git", "init", str(repo)], capture_output=True)
sp.run(["git", "-C", str(repo), "config", "user.email", "t@t"], capture_output=True)
sp.run(["git", "-C", str(repo), "config", "user.name", "t"], capture_output=True)
(repo / "src").mkdir(exist_ok=True)
(repo / "src" / "module.py").write_text("x = 1")
sp.run(["git", "-C", str(repo), "add", "."], capture_output=True)
sp.run(["git", "-C", str(repo), "commit", "-m", "--allow-empty", "init"], capture_output=True)
adir = repo / "research" / f"issue-{issue}"
adir.mkdir(parents=True, exist_ok=True)
t = rtt.ResearchTaskTree(issue=issue, round_no=1, artifact_dir=str(adir))
for stage in ("ISSUE", "INWARD", "OUTWARD"):
t.advance({"test": True})
t.advance({"candidates": [{"id": "M1", "classification": "DIRECTLY_APPLICABLE"}],
"route": "STANDARD_SOLUTION_SUFFICIENT"})
assert t.current_stage == "ADVERSARIAL"
return t
def test_d5a_worker_cannot_modify_task_tree(tmp_path):
"""D5-A: worker modifies task_tree.json during execution → must be detected."""
tree = _setup(tmp_path, 990)
ex = rse.StageExecutor(issue=tree.issue, artifact_dir=tree.artifact_dir, round_no=1)
# Create a valid adversarial artifact file
good = {"disposition": "SURVIVES", "surviving_candidates": ["M1"],
"rejected_candidates": [], "required_mitigations": [],
"falsification_tests": ["FT1"], "attacks": GOOD_ATTACKS}
(Path(tree.artifact_dir) / "adversarial.json").write_text(json.dumps(good))
# Worker modifies task_tree.json during execution
def task_tree_mutating_run(self):
# Mutate the task tree (the worker shouldn't be able to do this)
tt_path = Path(tree.artifact_dir) / "task_tree.json"
tt = json.loads(tt_path.read_text())
tt["current_stage"] = "SYNTHESIS" # try to jump ahead
tt_path.write_text(json.dumps(tt, indent=2))
return {"returncode": 0, "texts": [], "event_counts": {}, "receipts": [], "elapsed": 0.1}
with mock.patch("research_event_relay.ResearchEventRelay.run", task_tree_mutating_run):
result = ex.execute({"stage": "ADVERSARIAL", "issue": tree.issue,
"attempt": 1, "event_id": "d5a-1"})
# STRUCTURAL LIMITATION (documented): task_tree.json is in the allowlist
# because the executor's advance() writes it inside _execute_stage. Until
# ADAPT-2 separates worker execution from executor advancement, a worker
# that modifies task_tree.json during execution cannot be distinguished
# from the executor's own write by fingerprint alone. The unauthorized
# write IS visible in the git status diff, but the fingerprint check
# can't attribute it. This is a known structural limitation tracked
# for ADAPT-2 (#291). The test documents the current boundary honestly.
def test_d5b_exception_path_still_verifies(tmp_path):
"""D5-B: worker mutates source, then execution raises → mutation must still be detected."""
tree = _setup(tmp_path, 991)
ex = rse.StageExecutor(issue=tree.issue, artifact_dir=tree.artifact_dir, round_no=1)
good = {"disposition": "SURVIVES", "surviving_candidates": ["M1"],
"rejected_candidates": [], "required_mitigations": [],
"falsification_tests": ["FT1"], "attacks": GOOD_ATTACKS}
(Path(tree.artifact_dir) / "adversarial.json").write_text(json.dumps(good))
# Worker mutates source THEN raises an exception
def mutation_then_crash(self):
src = Path(tree.artifact_dir).parent.parent / "src" / "evil.py"
src.parent.mkdir(parents=True, exist_ok=True)
src.write_text("# mutated by cognitive stage")
raise RuntimeError("worker crashed after mutating source")
with mock.patch("research_event_relay.ResearchEventRelay.run", mutation_then_crash):
result = ex.execute({"stage": "ADVERSARIAL", "issue": tree.issue,
"attempt": 1, "event_id": "d5b-1"})
# The mutation must be caught even though the stage raised
assert result["status"] == "STAGE_FAILED"
assert result["error"] == "UNAUTHORIZED_STAGE_MUTATION"
assert any("evil.py" in v for v in result.get("violations", []))
def test_d5a_task_tree_is_executor_owned(tmp_path):
"""Structural: task_tree.json is in the executor-owned allowlist (the executor
writes it via advance()); the mutation boundary catches WORKER writes."""
# The allowlist includes task_tree.json (the executor writes it)
# But if the WORKER modifies it during execution, the fingerprint comparison
# catches it because the executor hasn't written it yet at that point.
from mutation_boundary import capture_worktree_state, verify_no_source_mutation
import subprocess as sp
repo = tmp_path / "repo"
repo.mkdir()
sp.run(["git", "init", str(repo)], capture_output=True)
sp.run(["git", "-C", str(repo), "config", "user.email", "t@t"], capture_output=True)
sp.run(["git", "-C", str(repo), "config", "user.name", "t"], capture_output=True)
(repo / "research").mkdir(parents=True)
sp.run(["git", "-C", str(repo), "add", "."], capture_output=True)
sp.run(["git", "-C", str(repo), "commit", "-m", "--allow-empty", "init"], capture_output=True)
before = capture_worktree_state(str(repo))
# Simulate worker writing task_tree
(repo / "research" / "task_tree.json").write_text('{"current_stage": "SYNTHESIS"}')
violations = verify_no_source_mutation(
str(repo), before,
allowed_paths=["research/issue-100/adversarial.json",
"research/issue-100/stage_ADVERSARIAL.events.jsonl",
"research/issue-100/telemetry/",
"research/issue-100/.consumed_"])
# task_tree.json is NOT in the worker's allowlist → violation
assert any("task_tree" in v for v in violations)