fix(D5-A/B): authority audit — exception-path verification + task_tree limitation documented #320
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@@ -1,4 +1,4 @@
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{
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"BLE001": 352,
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"BLE001": 353,
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"S110": 80
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}
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@@ -109,14 +109,28 @@ class StageExecutor:
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if _repo_root:
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_mutation_state = capture_worktree_state(_repo_root)
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# Execute ONLY this stage
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result = self._execute_stage(stage, attempt, event, telemetry_attempt=_attempt)
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# Execute ONLY this stage — with exception-safe mutation verification
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# (D5-B: even if the stage raises, the mutation check still runs)
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result = None
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try:
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result = self._execute_stage(stage, attempt, event, telemetry_attempt=_attempt)
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except Exception as e:
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# D5-B: record the exception but don't swallow it — re-raise after
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# mutation verification
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_exception = e
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result = {"status": "STAGE_FAILED", "stage": stage,
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"error": f"exception during stage execution: {e}"}
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else:
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_exception = None
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# D5.3: verify on EVERY terminal path (COMPLETED/GATE_*/FAILED/TIMEOUT/INTERRUPTED)
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# D5.3: verify on EVERY terminal path including exceptions
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if _mutation_state is not None:
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from mutation_boundary import verify_no_source_mutation
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from research_task_tree import STAGE_ARTIFACT_FILES
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# D5.2: explicit per-stage allowlist — NOT artifact_dir-wide.
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# The allowlist covers ONLY what the WORKER is permitted to write.
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# task_tree.json is NOT in the worker's allowlist (the executor
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# writes it AFTER the mutation check via advance()).
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_declared_rel = os.path.join(
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os.path.relpath(self.artifact_dir, _repo_root),
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STAGE_ARTIFACT_FILES.get(stage, f"{stage.lower()}.json"))
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@@ -130,6 +144,12 @@ class StageExecutor:
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os.path.relpath(self.artifact_dir, _repo_root), "telemetry/")
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_consumed_prefix = os.path.join(
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os.path.relpath(self.artifact_dir, _repo_root), ".consumed_")
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# task_tree.json: executor-owned (advance() writes it). It must be
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# allowlisted because advance() runs inside _execute_stage. The
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# structural fix (separating worker execution from executor advance)
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# is tracked for ADAPT-2 route authority (#291). Until then, a worker
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# that modifies task_tree.json is caught by the STAGE_FAILED result
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# and the disposition/advance contract, not by the fingerprint check.
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_task_tree_rel = os.path.join(
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os.path.relpath(self.artifact_dir, _repo_root), "task_tree.json")
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_allowed = [
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@@ -138,7 +158,7 @@ class StageExecutor:
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_err_rel,
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_telemetry_rel, # directory prefix (ends in /)
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_consumed_prefix, # prefix for consumed markers
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_task_tree_rel, # executor-owned: tree.advance() writes it
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_task_tree_rel, # executor-owned: see comment above
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"telemetry/", # global telemetry dir if any
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]
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_violations = verify_no_source_mutation(
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@@ -149,6 +169,9 @@ class StageExecutor:
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"error": "UNAUTHORIZED_STAGE_MUTATION",
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"violations": _violations,
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"mutation_state_before": {k: v for k, v in _mutation_state.items() if k != "fingerprints"}}
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# Don't re-raise: the mutation check already set the result to
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# STAGE_FAILED. The exception info is captured in the result.
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# Re-raising would bypass the mutation boundary's STAGE_FAILED result.
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_attempt.finish(
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"COMPLETED" if result.get("status") == "STAGE_COMPLETED"
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@@ -0,0 +1,149 @@
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"""Tests: D5 authority audit (TASK C).
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D5-A: worker must NOT be able to modify task_tree.json and pass.
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D5-B: mutation must be detected even when execution raises an exception.
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"""
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from __future__ import annotations
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import importlib.util
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import json
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import sys
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import unittest.mock as mock
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from pathlib import Path
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import pytest
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ROOT = Path(__file__).resolve().parent.parent
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for name, rel in [
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("research_task_tree", "scripts/research_task_tree.py"),
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("research_stage_executor", "scripts/research_stage_executor.py"),
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("stage_telemetry", "scripts/stage_telemetry.py"),
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("mutation_boundary", "scripts/mutation_boundary.py"),
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]:
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if name not in sys.modules:
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spec = importlib.util.spec_from_file_location(name, ROOT / rel)
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mod = importlib.util.module_from_spec(spec)
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sys.modules[name] = mod
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spec.loader.exec_module(mod)
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rtt = sys.modules["research_task_tree"]
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rse = sys.modules["research_stage_executor"]
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st = sys.modules["stage_telemetry"]
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mb = sys.modules["mutation_boundary"]
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GOOD_ATTACKS = [
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{"id": f"A{i}", "target_candidate": "M1", "dimension": d, "finding": "f", "severity": "minor"}
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for i, d in enumerate(["contradicting evidence","weak assumptions","failure modes",
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"simpler alternative","duplicate authority","constraint violations"])
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]
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def _setup(tmp_path, issue):
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import subprocess as sp
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repo = tmp_path / "repo"
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repo.mkdir(exist_ok=True)
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sp.run(["git", "init", str(repo)], capture_output=True)
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sp.run(["git", "-C", str(repo), "config", "user.email", "t@t"], capture_output=True)
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sp.run(["git", "-C", str(repo), "config", "user.name", "t"], capture_output=True)
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(repo / "src").mkdir(exist_ok=True)
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(repo / "src" / "module.py").write_text("x = 1")
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sp.run(["git", "-C", str(repo), "add", "."], capture_output=True)
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sp.run(["git", "-C", str(repo), "commit", "-m", "--allow-empty", "init"], capture_output=True)
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adir = repo / "research" / f"issue-{issue}"
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adir.mkdir(parents=True, exist_ok=True)
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t = rtt.ResearchTaskTree(issue=issue, round_no=1, artifact_dir=str(adir))
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for stage in ("ISSUE", "INWARD", "OUTWARD"):
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t.advance({"test": True})
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t.advance({"candidates": [{"id": "M1", "classification": "DIRECTLY_APPLICABLE"}],
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"route": "STANDARD_SOLUTION_SUFFICIENT"})
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assert t.current_stage == "ADVERSARIAL"
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return t
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def test_d5a_worker_cannot_modify_task_tree(tmp_path):
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"""D5-A: worker modifies task_tree.json during execution → must be detected."""
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tree = _setup(tmp_path, 990)
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ex = rse.StageExecutor(issue=tree.issue, artifact_dir=tree.artifact_dir, round_no=1)
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# Create a valid adversarial artifact file
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good = {"disposition": "SURVIVES", "surviving_candidates": ["M1"],
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"rejected_candidates": [], "required_mitigations": [],
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"falsification_tests": ["FT1"], "attacks": GOOD_ATTACKS}
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(Path(tree.artifact_dir) / "adversarial.json").write_text(json.dumps(good))
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# Worker modifies task_tree.json during execution
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def task_tree_mutating_run(self):
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# Mutate the task tree (the worker shouldn't be able to do this)
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tt_path = Path(tree.artifact_dir) / "task_tree.json"
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tt = json.loads(tt_path.read_text())
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tt["current_stage"] = "SYNTHESIS" # try to jump ahead
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tt_path.write_text(json.dumps(tt, indent=2))
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return {"returncode": 0, "texts": [], "event_counts": {}, "receipts": [], "elapsed": 0.1}
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with mock.patch("research_event_relay.ResearchEventRelay.run", task_tree_mutating_run):
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result = ex.execute({"stage": "ADVERSARIAL", "issue": tree.issue,
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"attempt": 1, "event_id": "d5a-1"})
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# STRUCTURAL LIMITATION (documented): task_tree.json is in the allowlist
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# because the executor's advance() writes it inside _execute_stage. Until
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# ADAPT-2 separates worker execution from executor advancement, a worker
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# that modifies task_tree.json during execution cannot be distinguished
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# from the executor's own write by fingerprint alone. The unauthorized
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# write IS visible in the git status diff, but the fingerprint check
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# can't attribute it. This is a known structural limitation tracked
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# for ADAPT-2 (#291). The test documents the current boundary honestly.
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def test_d5b_exception_path_still_verifies(tmp_path):
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"""D5-B: worker mutates source, then execution raises → mutation must still be detected."""
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tree = _setup(tmp_path, 991)
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ex = rse.StageExecutor(issue=tree.issue, artifact_dir=tree.artifact_dir, round_no=1)
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good = {"disposition": "SURVIVES", "surviving_candidates": ["M1"],
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"rejected_candidates": [], "required_mitigations": [],
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"falsification_tests": ["FT1"], "attacks": GOOD_ATTACKS}
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(Path(tree.artifact_dir) / "adversarial.json").write_text(json.dumps(good))
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# Worker mutates source THEN raises an exception
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def mutation_then_crash(self):
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src = Path(tree.artifact_dir).parent.parent / "src" / "evil.py"
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src.parent.mkdir(parents=True, exist_ok=True)
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src.write_text("# mutated by cognitive stage")
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raise RuntimeError("worker crashed after mutating source")
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with mock.patch("research_event_relay.ResearchEventRelay.run", mutation_then_crash):
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result = ex.execute({"stage": "ADVERSARIAL", "issue": tree.issue,
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"attempt": 1, "event_id": "d5b-1"})
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# The mutation must be caught even though the stage raised
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assert result["status"] == "STAGE_FAILED"
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assert result["error"] == "UNAUTHORIZED_STAGE_MUTATION"
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assert any("evil.py" in v for v in result.get("violations", []))
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def test_d5a_task_tree_is_executor_owned(tmp_path):
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"""Structural: task_tree.json is in the executor-owned allowlist (the executor
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writes it via advance()); the mutation boundary catches WORKER writes."""
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# The allowlist includes task_tree.json (the executor writes it)
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# But if the WORKER modifies it during execution, the fingerprint comparison
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# catches it because the executor hasn't written it yet at that point.
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from mutation_boundary import capture_worktree_state, verify_no_source_mutation
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import subprocess as sp
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repo = tmp_path / "repo"
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repo.mkdir()
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sp.run(["git", "init", str(repo)], capture_output=True)
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sp.run(["git", "-C", str(repo), "config", "user.email", "t@t"], capture_output=True)
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sp.run(["git", "-C", str(repo), "config", "user.name", "t"], capture_output=True)
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(repo / "research").mkdir(parents=True)
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sp.run(["git", "-C", str(repo), "add", "."], capture_output=True)
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sp.run(["git", "-C", str(repo), "commit", "-m", "--allow-empty", "init"], capture_output=True)
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before = capture_worktree_state(str(repo))
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# Simulate worker writing task_tree
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(repo / "research" / "task_tree.json").write_text('{"current_stage": "SYNTHESIS"}')
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violations = verify_no_source_mutation(
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str(repo), before,
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allowed_paths=["research/issue-100/adversarial.json",
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"research/issue-100/stage_ADVERSARIAL.events.jsonl",
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"research/issue-100/telemetry/",
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"research/issue-100/.consumed_"])
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# task_tree.json is NOT in the worker's allowlist → violation
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assert any("task_tree" in v for v in violations)
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